John G. Duffy 
Vice Chairman
Mr. Duffy has been with KBW for 33 years. He was appointed to the position of Vice Chairman in
October 2011, after having served as Chairman and Chief Executive Officer since September 2001. Prior to that he was President
and Co-Chief Executive Officer, a position he assumed in July 1999.
From 1990 to 1999, Mr. Duffy was Executive Vice President and Director of Investment Banking. There he was responsible
for managing the firm’s substantial merger & acquisition practice
in the financial services industry as well as KBW’s corporate finance activities
in the equity and debt markets.
Prior to joining KBW in 1978 to manage the company’s BankWatch division,
Mr. Duffy was the Vice President in charge of ratings for depository institutions
in the corporate ratings department of Standard & Poor’s Corporation.
In 1971, he received his B.A. in Economics from The City College of New
York and attended the Bernard Baruch Graduate Program of the City University
of New York.
Mr. Duffy serves on the U.S. Advisory Board of Trustees of the Michael Smurfit Graduate
School of Business, University College, Dublin, Ireland. He is also a Trustee of The
Ursuline School, New Rochelle, NY and of Cardinal Hayes High School, Bronx, NY. In addition,
Mr. Duffy serves on the Advisory Council of the Weissman Center for International Business at
Baruch College and is a former Trustee of Saint Michael’s College, Colchester, VT as well as Chairman of JBJ Holdings, a food distribution company in Walnut Creek, CA.
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