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KBW Capital Markets Index (KSX)

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02-Feb-2012
#Index ComponentTickerCUSIPCurrencyLast PriceShares In Index% Weight
1TD Ameritrade Holding Corp.AMTD87236Y108USD16.51695.0004.03%
2Franklin ResourcesBEN354613101USD113.23188.0007.47%
3CME Group, Inc.CME12572Q105USD266.0167.0006.25%
4Greenhill & Co., Inc.GHL395259104USD47.1089.0001.47%
5Goldman Sachs Group, Inc.GS38141G104USD113.39208.0008.27%
6Interactive BrokersIBKR45841N107USD15.17357.0001.90%
7Intercontinental Exchange, Inc.ICE45865V100USD119.6584.0003.53%
8Investment Technology GroupITG46145F105USD10.64391.0001.46%
9Invesco LtdIVZN.A.USD23.15617.0005.01%
10Jefferies GroupJEF472319102USD15.22658.0003.51%
11Janus Capital Corp.JNS47102X105USD8.201,168.0003.36%
12Knight Capital Group, Inc.KCG499005106USD13.22634.0002.94%
13Lazard Ltd.LAZN.A.USD28.77414.0004.18%
14Legg Mason IncLM524901105USD26.34343.0003.17%
15Morgan StanleyMS617446448USD19.521,287.0008.81%
16Nasdaq OMX GroupNDAQ631103108USD24.66367.0003.18%
17NYSE EuronextNYX629491101USD26.94402.0003.80%
18Piper JaffrayPJC724078100USD23.40104.0000.85%
19Raymond James Financial Inc.RJF754730109USD34.98342.0004.20%
20Charles Schwab & Co IncSCHW808513105USD12.12855.0003.64%
21SEI Investments CompanySEIC784117103USD19.05544.0003.64%
22Stifel FinancialSF860630102USD36.46253.0003.24%
23State Street CorporationSTT857477103USD40.98562.0008.08%
24T Rowe Price AssociatesTROW74144T108USD57.85198.0004.02%

Note: Shares In Index figure is in millions. Source: Bloomberg and KBW.
Float-adjusted modified market capitalization weighting.
N.A. = Not Available

KSX Divisor: $1,719.406
KSX Value: $165.770



The following indices: U.S.: KBW Bank Index (BKX), KBW Insurance Index (KIX), KBW Capital Markets Index (KSX), KBW Regional Banking Index (KRX), KBW Mortgage Finance Index (MFX), KBW Property & Casualty Index (KPX), KBW Premium Yield Equity REIT Index (KYX); KBW Financial Sector Dividend Yield Index (KDX); Europe: KBW Large-Cap Banks Index (KEBI), KBW Mid/Small Cap Banks Index (KMBI), KBW Large-Cap Insurance Index (KEII), KBW Miscellaneous Financials Index (KMFI), KBW Emerging Europe Financials Index (KEEI); and Global: KBW Global ex-U.S. Financial Sector Index (KGX) are the property of Keefe, Bruyette & Woods, Inc. (KBW). KBW does not guarantee the accuracy and/or completeness of the Indices, makes no express or implied warranties with respect to the Indices and shall have no liability for any damages, claims, losses or expenses caused by errors in the index calculation. KBW makes no representation regarding the advisability of investing in options on the Index.


Past performance is not necessarily indicative of future results.


This communication is not an offer to sell or a solicitation to buy the securities mentioned. The information relating to any company herein is derived from publicly available sources and Keefe, Bruyette & Woods, Inc. makes no representation as to the accuracy or completeness of such information.

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