Keefe, Bruyette & Woods, Inc.

Keefe, Bruyette & Woods, Inc. (KBW U.S.) is a full-service, boutique investment bank and broker-dealer that specializes in the financial services sector. We operate in New York, Hartford, Atlanta, Austin, Boston, Richmond, Chicago, and San Francisco providing institutional & private investors and financial services companies with research, equity sales & trading, capital raising, and strategic advisory services.

INVESTMENT BANKING

Our Investment Banking Division provides a broad range of investment banking services to depositories, insurance companies, broker-dealers, mortgage banks, asset management companies, REITs, specialty finance firms, and securities exchanges. We offer M&A origination and advisory services, general advisory, debt and equity financings, balance sheet restructuring, and mutual thrift & insurance company conversions.

CAPITAL RAISING

Our Capital Markets Department offers equity, equity-linked, debt, and balance sheet management products, and provides advice and guidance through every phase of the transaction process. Capital raising requires the close global coordination of our investment banking practice, capital markets department, and equity sales & trading teams.

RESEARCH

Our award-winning Equity Research Division publishes in-depth analysis of financial-sector companies across a broad spectrum of financial sectors, including banking institutions across all market caps, insurance companies, broker-dealers and exchange & order execution firms, mortgage finance companies, asset managers, specialty finance firms, and other diversified financials.

EQUITIES

Our Equity Sales & Trading Division provides financial industry-specific expertise, and access to research and capital markets transactions.

Member NYSE
Member FINRA
SIPC Membership
Business Continuity Plan